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Filing Details

Accession Number:
0001225208-18-002626
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-13 10:56:29
Reporting Period:
2018-02-12
Accepted Time:
2018-02-13 10:56:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391093 Richard Douglas Deschutter 5 Dakota Drive
Lake Success NY 11042
Corporate Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-12 23,959 $16.55 98,427 No 4 M Direct
Common Stock Acquisiton 2018-02-12 23,958 $15.17 122,385 No 4 M Direct
Common Stock Acquisiton 2018-02-12 23,958 $13.79 146,343 No 4 M Direct
Common Stock Disposition 2018-02-12 56,539 $92.60 89,804 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-02-12 23,958 $0.00 23,958 $15.17
Common Stock Stock Option (Right to Buy) Disposition 2018-02-12 23,958 $0.00 23,958 $13.79
Common Stock Stock Option (Right to Buy) Disposition 2018-02-12 23,959 $0.00 23,959 $16.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-02 2019-02-01 No 4 M Direct
0 2010-02-02 2019-02-01 No 4 M Direct
0 2010-02-02 2019-02-01 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.68 - $93.18, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.