Filing Details

Accession Number:
0001127602-18-005221
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-12 18:20:57
Reporting Period:
2018-02-12
Accepted Time:
2018-02-12 18:20:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651010 R Anup Banerjee Snap-On Incorporated
2801-80Th Street
Kenosha WI 53143
Sr Vp & Chief Devel. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-12 2,091 $160.11 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $79.04 2023-02-13 6,500 6,500 Direct
Common Stock Stock Option (Right to Buy) $109.43 2024-02-13 13,000 13,000 Direct
Common Stock Stock Option (Right to Buy) $144.69 2025-02-12 13,500 13,500 Direct
Common Stock Stock Option (Right to Buy) $138.03 2017-02-11 2026-02-11 25,000 25,000 Direct
Common Stock Stock Option (Right to Buy) $168.70 2018-02-09 2027-02-09 28,000 28,000 Direct
Common Stock Restricted Stock Units $0.00 2,154 2,154 Direct
Common Stock Restricted Stock Units $0.00 1,886 1,886 Direct
Common Stock Performance Units $0.00 1,266 1,266 Direct
Common Stock Performance Units $0.00 1,855 1,855 Direct
Common Stock Performance Units $0.00 1,887 1,887 Direct
Common Stock Deferred Stock Units $0.00 7,125 7,125 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-13 6,500 6,500 Direct
2024-02-13 13,000 13,000 Direct
2025-02-12 13,500 13,500 Direct
2026-02-11 25,000 25,000 Direct
2027-02-09 28,000 28,000 Direct
2,154 2,154 Direct
1,886 1,886 Direct
1,266 1,266 Direct
1,855 1,855 Direct
1,887 1,887 Direct
7,125 7,125 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $160.00 to $160.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Option fully vested.
  3. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  4. 1 for 1.
  5. The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.
  6. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
  7. If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  8. If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
  11. This information is based on a plan statement dated December 31, 2017.