Filing Details

Accession Number:
0000950142-18-000372
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-12 16:34:01
Reporting Period:
2018-02-08
Accepted Time:
2018-02-12 16:34:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1284807 Ply Gem Holdings Inc PGEM Millwood, Veneer, Plywood, & Structural Wood Members (2430) 200645710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576918 L John Buckley C/O Ply Gem Holdings, Inc.
5020 Weston Parkway, Suite 400
Cary NC 27513
President, Siding Group No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-08 32,725 $22.00 32,724 No 4 S Direct
Common Stock Acquisiton 2018-02-12 12,953 $12.35 45,677 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-02-12 12,953 $0.00 12,953 $12.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-01 2018-10-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.15, inclusive. The reporting person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.