Filing Details

Accession Number:
0001104659-18-008521
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-12 16:23:18
Reporting Period:
2018-02-08
Accepted Time:
2018-02-12 16:23:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1570827 Victory Capital Holdings Inc. VCTR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225368 B James Hawkes C/O Victory Capital Holdings, Inc.
4900 Tiedeman Road 4Th Floor
Brooklyn OH 44144
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-02-08 200,000 $13.00 200,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-02-08 40,000 $12.26 240,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-02-09 5,000 $11.50 245,000 No 4 P Direct
Class A Common Stock Acquisiton 2018-02-08 70,000 $12.23 70,000 No 4 P Indirect See Footnote
Class A Common Stock Acquisiton 2018-02-09 20,000 $11.80 90,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.18 to $12.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
  3. These shares were purchased in multiple transactions, each at a price of $11.50.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.16 to $12.30, inclusive.
  5. These securities are held directly by Hawkes Family LLC, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by Hawkes Family LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by Hawkes Family LLC.