Filing Details
- Accession Number:
- 0001209191-18-009084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-12 12:52:58
- Reporting Period:
- 2018-02-08
- Accepted Time:
- 2018-02-12 12:52:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350868 | Iteris Inc. | ITI | Communications Equipment, Nec (3669) | 952588496 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201333 | S Neil Subin | 3300 South Dixie Highway Suite 1-365 West Palm Beach FL 33405 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-08 | 2,388 | $6.07 | 95,527 | No | 4 | S | Indirect | By Trust A-2 - Lloyd I. Miller |
| Common Stock | Disposition | 2018-02-08 | 29,874 | $6.07 | 1,195,162 | No | 4 | S | Indirect | By LIM III - Trust A-4 |
| Common Stock | Disposition | 2018-02-08 | 29,874 | $6.07 | 1,195,161 | No | 4 | S | Indirect | By MBM - Trust A-4 |
| Common Stock | Disposition | 2018-02-08 | 4,625 | $6.07 | 185,050 | No | 4 | S | Indirect | By Trust C - Lloyd I. Miller |
| Common Stock | Disposition | 2018-02-08 | 1,378 | $6.07 | 55,138 | No | 4 | S | Indirect | By Trust D - Lloyd I. Miller |
| Common Stock | Disposition | 2018-02-08 | 949 | $6.07 | 40,965 | No | 4 | S | Indirect | By Lloyd I. Miller, III Revocable Trust |
| Common Stock | Disposition | 2018-02-08 | 34,779 | $6.07 | 1,391,372 | No | 4 | S | Indirect | By Milfam II L.P. |
| Common Stock | Disposition | 2018-02-08 | 8,887 | $6.07 | 355,527 | No | 4 | S | Indirect | By Milfam I L.P. |
| Common Stock | Disposition | 2018-02-08 | 769 | $6.07 | 30,750 | No | 4 | S | Indirect | By LIMFAM LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust A-2 - Lloyd I. Miller |
| No | 4 | S | Indirect | By LIM III - Trust A-4 |
| No | 4 | S | Indirect | By MBM - Trust A-4 |
| No | 4 | S | Indirect | By Trust C - Lloyd I. Miller |
| No | 4 | S | Indirect | By Trust D - Lloyd I. Miller |
| No | 4 | S | Indirect | By Lloyd I. Miller, III Revocable Trust |
| No | 4 | S | Indirect | By Milfam II L.P. |
| No | 4 | S | Indirect | By Milfam I L.P. |
| No | 4 | S | Indirect | By LIMFAM LLC |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $6.01 to $6.28 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
- Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.
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