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Filing Details

Accession Number:
0001209191-18-008990
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-09 18:31:33
Reporting Period:
2018-02-09
Accepted Time:
2018-02-09 18:31:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394056 One Stop Systems Inc OSS Electronic Computers (3571) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1729851 D Steve Cooper 2235 Enterprise Street #110
Escondido CA 92029
President, Ceo Yes Yes Yes No
1729938 Cooper Revocable Trust Dated April 25, 2001 2235 Enterprise Street #110
Escondido CA 92029
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-09 100,000 $5.00 2,888,116 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
Footnotes
  1. On February 9, 2018, the underwriters of One Stop Systems' initial public offering (the "IPO") partially exercised their over-allotment option to purchase 100,000 shares of common stock from the Cooper Revocable Trust, dated April 25, 2001. The transaction closed on February 9, 2018. The underwriters still have an option to purchase up to an additional 185,000 shares of common stock from the trust to cover additional over-allotments, if any.
  2. These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer.