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Filing Details

Accession Number:
0001387131-18-000551
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-09 17:33:14
Reporting Period:
2018-02-08
Accepted Time:
2018-02-09 17:33:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422183 Fs Investment Corp FSIC () 261630040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438253 C. Michael Forman C/o Fs Investment Corp.
201 Rouse Boulevard
Philadelphia PA 19112
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-08 16,700 $7.41 174,275 No 4 P Indirect By Trust
Common Stock Acquisiton 2018-02-09 17,100 $7.25 191,375 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 924,609 Indirect By Franklin Square Holdings, L.P.
Common Stock 12,640 Indirect By Spouse
Common Stock 3,117 Indirect By Trust FBO Minor Children
Common Stock 11,214 Indirect In 401(k) account
Common Stock 7,681 Indirect In IRA account
Footnotes
  1. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.3 to $7.5, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust in multiple transactions at prices ranging from $7.15 to $7.4, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. Includes shares received through stock distributions and shares received on account of reinvested distributions.