Filing Details
- Accession Number:
- 0001637277-18-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-02-09 14:57:16
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-02-09 14:57:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 61004 | Lgl Group Inc | LGL | Electronic Components, Nec (3679) | 381799862 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1637277 | A Patti Smith | C/O The Lgl Group, Inc. 2525 Shader Rd Orlando FL 32804 | Former Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-02 | 3,000 | $4.15 | 0 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-02-02 | 2,500 | $3.90 | 0 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2018-02-02 | 3,000 | $4.15 | 3,000 | $4.15 |
| Common Stock | Common Stock | Disposition | 2018-02-02 | 2,500 | $3.90 | 2,500 | $3.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000 | 2017-03-15 | 2018-02-05 | No | 4 | P | Direct |
| 2,500 | 2017-09-02 | 2018-02-05 | No | 4 | P | Direct |
Footnotes
- Expiration adjusted to account for termination of employment.
Billionaire Hedge Funds
