Filing Details

Accession Number:
0001179110-18-001873
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-09 10:26:45
Reporting Period:
2018-02-08
Accepted Time:
2018-02-09 10:26:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896156 Ethan Allen Interiors Inc ETH Wood Household Furniture, (No Upholstered) (2511) 061275288
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217614 Farooq M Kathwari 25 Lake Avenue Ext.
Danbury CT 06811
Chairman, President & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-08 4,090 $24.37 1,983,493 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 340,776 Direct
Common Stock 15,364 Direct
Footnotes
  1. This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
  2. Balance reflects the bonafide charitable gift of 37,000 shares on 10/5/17 and the bonafide gift of 84,000 shares on 8/30/17 from direct holdings, the details of which will be reported on the Reporting Person's next Form 5 filing.
  3. Balance reflects 37,000 shares gifted from direct holdings to The Irfan Kathwari Foundation on 10/5/17.