Filing Details

Accession Number:
0001475246-18-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-09 08:35:18
Reporting Period:
2018-02-08
Accepted Time:
2018-02-09 08:35:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143513 Gladstone Capital Corp GLAD () 542040781
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374463 L Robert Marcotte 1521 Westbranch Drive
Suite 100
Mclean VA 22102
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-08 11,400 $9.04 405,517 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Trust
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.9910 to $9.0817 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.