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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-02-08 21:40:27
Reporting Period:
Accepted Time:
2018-02-08 21:40:27
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626688 Shaun Connolly C/o Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-06 7,102 $0.00 243,088 No 4 A Direct
Common Stock Disposition 2018-02-08 7,102 $19.22 235,986 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
  1. Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2017.
  3. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $19.00 to $19.46 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.