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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1415326	Scott Reasoner	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-02-06	36,026	$0.00	262,282	No	4	A	Direct
Common Stock	Acquisiton	2018-02-06	2,692	$0.00	264,974	No	4	A	Direct
Common Stock	Disposition	2018-02-08	2,692	$19.38	262,282	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct

Footnotes

On February 6, 2018, the Reporting Person was granted 36,026 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-quarter (1/4) of such restricteed stock units shall vest and become releaseable on February 15, 2019, and thereafter, the balance of the restrcted stock units shall vest and become releaseable in a series of three (3) successive 3-month installments over the following nine (9) months thereafter, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events.
Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.