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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-02-08 21:36:01
Reporting Period:
Accepted Time:
2018-02-08 21:36:01
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415326 Scott Reasoner C/o Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-06 36,026 $0.00 262,282 No 4 A Direct
Common Stock Acquisiton 2018-02-06 2,692 $0.00 264,974 No 4 A Direct
Common Stock Disposition 2018-02-08 2,692 $19.38 262,282 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
  1. On February 6, 2018, the Reporting Person was granted 36,026 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-quarter (1/4) of such restricteed stock units shall vest and become releaseable on February 15, 2019, and thereafter, the balance of the restrcted stock units shall vest and become releaseable in a series of three (3) successive 3-month installments over the following nine (9) months thereafter, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events.
  2. Acquired upon the settlement of performance stock units granted on June 3, 2015 under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan.
  3. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2016.