Filing Details

Accession Number:
0001209191-18-008305
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-02-08 10:40:08
Reporting Period:
2018-02-05
Accepted Time:
2018-02-08 10:40:08
Original Submission Date:
2018-02-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645443 Kurt Macalpine C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Global Head Of Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-05 19,710 $10.38 184,056 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This amendment is being filed solely to correct a typographical error in the footnote of the originally filed Form 4 which erroneously indicated that the shares were sold instead of purchased.
  2. The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.365 to $10.3945, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) of this Form 4.
  3. Includes restricted stock awards which vest as to (i) 14,913 shares on July 1, 2018, (ii) 30,952 shares on January 25, 2019, (iii) 20,613 shares on January 27, 2019, (iv) 30,953 shares on January 25, 2020 and (iv) 14,333 shares on January 25, 2021.