Filing Details
- Accession Number:
- 0001209191-18-008273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-07 20:06:29
- Reporting Period:
- 2018-02-05
- Accepted Time:
- 2018-02-07 20:06:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620394 | M. Sean Lannon | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Vp Corp Fin & Controller, Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-02-06 | 848 | $0.00 | 14,011 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-02-07 | 276 | $30.29 | 13,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Performance Share Units | Acquisiton | 2018-02-05 | 5,199 | $0.00 | 5,199 | $0.00 |
| Common Shares | Restricted Stock Units | Acquisiton | 2018-02-05 | 2,599 | $0.00 | 2,599 | $0.00 |
| Common Shares | Employee Stock Option | Acquisiton | 2018-02-05 | 9,884 | $0.00 | 9,884 | $29.81 |
| Common Shares | Restricted Stock Units | Acquisiton | 2018-02-06 | 839 | $0.00 | 839 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,199 | No | 4 | A | Direct | ||
| 2,599 | No | 4 | A | Direct | ||
| 9,884 | 2028-02-04 | No | 4 | A | Direct | |
| 1,705 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
- Each performance share unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
- The number of shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
- Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
- This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
- This option vests in three equal annual installments beginning on the first anniversary of the grant date.
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