Filing Details

Accession Number:
0001209191-18-008242
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-07 19:20:48
Reporting Period:
2018-02-05
Accepted Time:
2018-02-07 19:20:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557288 Martin Kelly C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2018-02-05 15,000 $34.25 390,208 No 4 S Direct
Class A Shares Acquisiton 2018-02-05 532 $34.51 390,740 No 4 A Direct
Class A Shares Disposition 2018-02-07 37,031 $33.59 353,709 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 F Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Reported amount includes 226,025 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  3. Represents restricted shares granted under the 2007 Plan. The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.
  4. Reported amount includes 226,025 RSUs under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  5. Consists of shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested RSUs that were granted under the 2007 Plan.
  6. Reported amount includes 148,623 RSUs under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.