Filing Details

Accession Number:
0001179110-18-001670
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-06 18:05:36
Reporting Period:
2015-10-26
Accepted Time:
2018-02-06 18:05:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809559 Tcw Strategic Income Fund Inc TSI () 930939398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487058 Tad Rivelle Tcw Strategic Income Fund, Inc.
865 S. Figueroa Street, Ste. 1800
Los Angeles CA 90017
Portfolio Manager No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-05 100 $5.37 885,954 No 4 P Direct
Common Stock Acquisiton 2018-02-05 1,500 $5.37 887,454 No 4 P Direct
Common Stock Acquisiton 2015-10-26 0 $0.00 107,849 No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Common Stock Acquisiton 2016-02-17 0 $0.00 227,063 No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)
No 4 P Indirect Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse)