Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001019056-18-000285)

Filing Details

Accession Number:: 0001019056-18-000285
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-06 17:47:54
Reporting Period:: 2018-02-02

Accepted Time:: 2018-02-06 17:47:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
65596	Siebert Financial Corp	SIEB	Security Brokers, Dealers & Flotation Companies (6211)	111796714

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1683285	Kennedy Cabot Acquisition, Llc	C/O Siebert Financial Corp., 120 Wall Street New York NY 10005		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Disposition	2018-02-02	70,000	$5.04	12,917,283	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Pursuant to a Securities Purchase Agreement dated January 31, 2018, on February 2, 2018, the Reporting Person sold 70,000 shares of Issuer common stock in a private transaction.