Filing Details
- Accession Number:
- 0001127602-18-004239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-06 12:01:45
- Reporting Period:
- 2018-02-02
- Accepted Time:
- 2018-02-06 12:01:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577544 | F Michael Roman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-02 | 4,146 | $77.18 | 16,208 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-02 | 100 | $246.59 | 16,108 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 100 | $246.61 | 16,008 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 200 | $246.62 | 15,808 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 300 | $246.63 | 15,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 100 | $246.64 | 15,408 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 300 | $246.65 | 15,108 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 2,146 | $246.66 | 12,962 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 800 | $246.66 | 12,162 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-02 | 100 | $246.69 | 12,062 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-02 | 2,458 | $77.18 | 14,520 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-02 | 4,146 | $0.00 | 4,146 | $77.18 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-02 | 2,458 | $0.00 | 2,458 | $77.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,458 | 2009-05-13 | 2018-05-13 | No | 4 | M | Direct |
| 0 | 2009-05-13 | 2018-05-13 | No | 4 | M | Direct |
Footnotes
- This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Billionaire Hedge Funds
