Filing Details
- Accession Number:
- 0001209191-18-007671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-05 19:21:24
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-05 19:21:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1360901 | Evercore Inc. | EVR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059227 | Ralph Schlosstein | C/O Evercore Inc. 55 East 52Nd Street New York NY 10055 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-02-01 | 100,000 | $0.00 | 100,000 | No | 4 | C | Indirect | Shares held in trust. |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-02-01 | 200,000 | $0.00 | 317,508 | No | 4 | C | Direct | |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2018-02-01 | 25,000 | $101.65 | 75,000 | No | 4 | S | Indirect | Shares held in trust. |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2018-02-02 | 12,800 | $100.07 | 62,200 | No | 4 | S | Indirect | Shares held in trust. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Shares held in trust. |
| No | 4 | C | Direct | |
| No | 4 | S | Indirect | Shares held in trust. |
| No | 4 | S | Indirect | Shares held in trust. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Partnership units of Evercore LP | Disposition | 2018-02-01 | 100,000 | $0.00 | 100,000 | $0.00 |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Partnership units of Evercore LP | Disposition | 2018-02-01 | 200,000 | $0.00 | 200,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | No | 4 | C | Indirect | ||
| 500,000 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Class B Common Stock, Par Value $0.01 Per Share | 1 | Direct | |
| Shares Of Class B Common Stock, Par Value $0.01 Per Share | 1 | Indirect | Share held in trust. |
Footnotes
- Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
- These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.50 to $101.85 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.00 to $100.39 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the EvercoreLP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversionrate adjustments for stock splits, stock dividends and reclassifications.
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