Filing Details

Accession Number:
0001230245-18-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-05 16:32:22
Reporting Period:
2018-02-02
Accepted Time:
2018-02-05 16:32:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Jaffray Companies PJC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185482 S Andrew Duff 800 Nicollet Mall
Minneapolis MN 55402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-02 18,857 $91.88 238,248 No 4 S Direct
Common Stock Disposition 2018-02-02 5,800 $93.18 232,448 No 4 S Direct
Common Stock Disposition 2018-02-02 25,343 $94.66 207,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10 Indirect By minor children
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.59 to $92.3570 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.1540 to $93.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.3 to $95.0350 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.