Filing Details
- Accession Number:
- 0001225208-18-002144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-05 16:15:50
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-05 16:15:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182130 | D Thomas Barry | 1290 Avenue Of The Americas New York NY 10104 | Senior Vp & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-01 | 340,330 | $3.37 | 551,815 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 238,815 | $0.00 | 790,630 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 108,580 | $3.61 | 899,210 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 57,285 | $0.00 | 956,495 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2018-02-01 | 175,777 | $6.11 | 780,718 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 345,815 | $6.11 | 434,903 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-02-01 | 317,025 | $6.11 | 317,025 | $6.11 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-01 | 340,330 | $3.37 | 340,330 | $3.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-02-01 | 108,580 | $3.61 | 108,580 | $3.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 317,025 | 2019-02-01 | 2028-02-01 | No | 4 | A | Direct |
| 170,165 | 2015-08-05 | 2024-08-05 | No | 4 | M | Direct |
| 0 | 2014-08-19 | 2023-08-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,168 | Indirect | By 401(k) Plan |
Footnotes
- Represents shares of common stock underlying an August 5, 2016 grant of performance-based restricted stock units upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on August 5, 2019, subject to the reporting person's continuing employment with Sirius XM.
- Approximately one-third of restricted stock units will vest on each of 2/1/19, 2/1/20 and 2/1/21.
- Represents the weighted average sales price for the price increments ranging from $6.10 to $6.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
- Approximately one-third of options will vest on each of 2/1/19; 2/1/20 and 2/1/21.
Billionaire Hedge Funds
