Filing Details
- Accession Number:
- 0001127602-18-003611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-02-02 15:34:12
- Reporting Period:
- 2018-02-01
- Accepted Time:
- 2018-02-02 15:34:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626337 | A Paul Keel | 3M Center St. Paul MN 55144-1000 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-01 | 13,480 | $54.11 | 19,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-01 | 5,486 | $246.83 | 13,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 197 | $246.84 | 13,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 1,643 | $246.87 | 11,683 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 200 | $246.88 | 11,483 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 300 | $246.89 | 11,183 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 500 | $246.91 | 10,683 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 1 | $246.92 | 10,682 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 200 | $246.93 | 10,482 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 902 | $246.94 | 9,580 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 432 | $246.95 | 9,148 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 100 | $246.97 | 9,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 1,688 | $246.98 | 7,360 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 1 | $246.99 | 7,359 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 927 | $247.00 | 6,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 488 | $247.02 | 5,944 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-02-01 | 415 | $247.03 | 5,529 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-02-01 | 200 | $54.11 | 5,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-02-01 | 200 | $0.00 | 5,529 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-01 | 13,480 | $0.00 | 13,480 | $54.11 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-02-01 | 200 | $0.00 | 200 | $54.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
| 0 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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