Filing Details

Accession Number:
0001127602-18-003546
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-02-02 14:07:05
Reporting Period:
2018-02-01
Accepted Time:
2018-02-02 14:07:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187010 J William Heitman 50 E. Rivercenter Boulevard
Covington KY 41012-0391
Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-02-01 4,614 $29.50 15,152 No 4 M Direct
Common Stock Acquisiton 2018-02-01 5,462 $37.37 20,614 No 4 M Direct
Common Stock Acquisiton 2018-02-01 5,273 $47.63 25,887 No 4 M Direct
Common Stock Disposition 2018-02-01 4,159 $70.15 21,728 No 4 F Direct
Common Stock Disposition 2018-02-01 3,782 $70.16 17,946 No 4 F Direct
Common Stock Disposition 2018-02-01 2,913 $70.10 15,033 No 4 F Direct
Common Stock Disposition 2018-02-01 4,495 $70.31 10,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2018-02-01 4,614 $0.00 4,614 $29.50
Common Stock Stock Appreciation Right Disposition 2018-02-01 5,462 $0.00 5,462 $37.37
Common Stock Stock Appreciation Right Disposition 2018-02-01 5,273 $0.00 5,273 $47.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-02 2022-01-02 No 4 M Direct
0 2013-11-14 2022-12-14 No 4 M Direct
0 2014-11-13 2023-12-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 326 Indirect 401(k)
Footnotes
  1. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
  2. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
  3. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple lots ranging from $70.28 to $70.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote.
  5. Based on Employee Savings Plan information as of January 12, 2018, the latest date for which such information is reasonably available.
  6. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  7. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  8. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.