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Filing Details

Accession Number:: 0001137789-18-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-02-01 20:04:34
Reporting Period:: 2018-01-30

Accepted Time:: 2018-02-01 20:04:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1137789	Seagate Technology Plc	STX	Computer Storage Devices (3572)	980648577

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248260	J Stephen Luczo	Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014	Executive Chairman & Cob	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2018-01-30	206,300	$30.23	206,300	No	4	M	Direct
Ordinary Shares	Acquisiton	2018-01-30	107,922	$30.23	314,222	No	4	M	Direct
Ordinary Shares	Disposition	2018-01-30	241,738	$54.76	72,484	No	4	S	Direct
Ordinary Shares	Disposition	2018-01-30	20,000	$0.00	1,021,613	No	5	G	Indirect	Stephen J Luczo Revocable Trust dated January 26, 2001
Ordinary Shares	Disposition	2018-01-31	100,000	$55.57	921,613	No	4	S	Indirect	Stephen J Luczo Revocable Trust dated January 26, 2001

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Indirect	Stephen J Luczo Revocable Trust dated January 26, 2001
No	4	S	Indirect	Stephen J Luczo Revocable Trust dated January 26, 2001

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	NQ Stock Options	Disposition	2018-01-31	206,300	$0.00	206,300	$30.23
Ordinary Shares	NQ Stock Options	Disposition	2018-01-31	107,922	$0.00	107,922	$30.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-08-01	2019-08-01	No	4	M	Direct
0	2013-08-01	2019-08-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	381,411	Indirect	Stephen J. Luczo 2016 GRAT
Ordinary Shares	250,000	Indirect	Stephen J. Luczo 2017 GRAT

Footnotes

On November 4, 2016, the Reporting Person transferred 27,188 Ordinary Shares, previously held directly, to the Stephen J. Luczo Revocable Trust dated January 26, 2001. These 27,188 shares were inadvertently reported as directly held by the Reporting Person on subsequent Form 4's filed on April 27, 2017 and thereafter.
On September 13, 2017 the Reporting Person transferred 34,375 shares held directly to the Stephen J. Luczo Revocable Trust dated January 26, 2001.
On September 27, 2017 the Reporting Person transferred 33,857 shares held directly to the Stephen J. Luczo Revocable Trust dated January 26, 2001.
These Ordinary Shares were sold in multiple transactions at sales prices ranging from $54.46 to $55.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
Includes 635 shares acquired on October 5, 2017 and on January 4, 2018 under the Seagate Technology plc's Dividend Reinvestment Program.
On January 30, 2018 the Reporting Person transferred 118,588 shares from the Stephen J. Luczo 2016 Grantor Retained Annuity Trust to Stephen J. Luczo Revocable Trust dated January 26, 2001.
These Ordinary Shares were sold in multiple transactions at sales prices ranging from $55.48 to $55.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested August 1, 2013. The remaining options vest in equal monthly installments over the 36 months following August 1, 2013.
Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested August 1, 2013. The remaining options vest in equal monthly installments over the 36 months following August 1, 2013.