Filing Details

Accession Number:
0000905718-18-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-31 17:27:52
Reporting Period:
2018-01-29
Accepted Time:
2018-01-31 17:27:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917523 Revolution Lighting Technologies Inc. RVLT Electric Lighting & Wiring Equipment (3640) 593046866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347872 James Depalma C/O Aston Capital Llc
177 Broad Street
Stamford CT 06901
Chief Financial Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-01-29 150,000 $3.60 195,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 8,575,386 Indirect By limited liability company
Footnotes
  1. As of January 31, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of January 31, 2016, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. James A. DePalma is an officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.