Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-01-30 10:39:08
Reporting Period:
Accepted Time:
2018-01-30 10:39:08
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
56873 Kroger Co KR Retail-Grocery Stores (5411) 310345740
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186592 Joseph Michael Donnelly The Kroger Co.
1014 Vine Street
Cincinnati OH 45202
Executive Vp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-29 40,000 $11.17 319,124 No 4 M Direct
Common Stock Disposition 2018-01-29 40,000 $30.64 279,124 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2018-01-29 40,000 $0.00 40,000 $11.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-06-25 No 4 M Direct
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2017.
  2. Between October 1, 2017 and December 31, 2017, the reporting person acquired 65.0144 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
  3. These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.