Filing Details
- Accession Number:
- 0001637187-18-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-26 16:30:08
- Reporting Period:
- 2018-01-10
- Accepted Time:
- 2018-01-26 16:30:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372183 | Monaker Group Inc. | MKGI | Transportation Services (4700) | 263509845 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1637187 | Pacific Grove Capital Lp | 580 California Street Suite 1925 San Francisco CA 94104 | No | No | No | Yes | |
| 1714258 | Pacific Grove Capital Gp Llc | 580 California Street Suite 1925 San Francisco CA 94104 | No | No | No | Yes | |
| 1714262 | Pacific Grove Capital Llc | 580 California Street Suite 1925 San Francisco CA 94104 | No | No | No | Yes | |
| 1714279 | Jr James Robert Mendola | 580 California Street Suite 1925 San Francisco CA 94104 | No | No | No | Yes | |
| 1714292 | Pacific Grove Master Fund Lp | Walkers Corporate Limited Cayman Corporate Centre, 27 Hospital Rd George Town, Grand Cayman E9 KY1-9008 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-10 | 20,636 | $0.00 | 1,829,577 | No | 4 | P | Indirect | Pacific Grove Master Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Pacific Grove Master Fund LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2018-01-10 | 271,250 | $0.00 | 271,250 | $1.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-31 | 2022-07-30 | No | 4 | X | Indirect |
Footnotes
- The reporting persons are Pacific Grove Capital LP ("PGC"), Pacific Grove Capital LLC ("LLC"), Pacific Grove Capital GP LLC ("GP"), Pacific Grove Master Fund LP ("Master Fund") and Robert James Mendola, Jr. PGC is the investment adviser of Master Fund, and LLC is PGC's general partner. GP is the general partner of Master Fund. Mr. Mendola is the control person of PGC, LLC and GP. PGC is filing this Form 4 on behalf of itself and the other reporting persons jointly, but not as a group, and each reporting person expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended.
- These securities are held directly by Master Fund for the benefit of its investors. The securities may be deemed to be indirectly beneficially owned by PGC as the investment adviser to Master Fund, by LLC as PGC's general partner, by GP as the general partner of Master Fund and by Mr. Mendola as the control person of PGC, LLC and GP. The reporting persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- As a result of the transactions described in Item 3 of the reporting persons' Schedule 13D, Amendment 1, filed on the same date as this Form 4, these shares were issued by the Issuer for no additional consideration to the Master Fund as a result of the anti-dilution provisions of the Common Stock and Warrant Purchase Agreement dated as of July 31, 2017 between the Issuer and the Master Fund.
Billionaire Hedge Funds
