Filing Details

Accession Number:
0001209191-18-005475
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-25 18:54:30
Reporting Period:
2018-01-23
Accepted Time:
2018-01-25 18:54:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455863 Americold Realty Trust COLD () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245521 Fig Llc C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
1380393 Fortress Investment Group Llc 1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
1387344 Fortress Operating Entity I Lp C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
1387345 Fig Corp. C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
1500292 Hybrid Gp Holdings Llc C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
1728223 Cf Cold Gp Llc C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
1728261 Cf Cold Lp C/O Fortress Investment Group Llc
1345 Avenue Of The Americas, 46Th Floor
New York NY 10105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2018-01-23 18,574,619 $9.81 87,917,388 No 4 M Indirect See footnote
Common Shares Of Beneficial Interest Disposition 2018-01-23 12,147,801 $15.00 75,769,587 No 4 F Indirect See footnote
Common Shares Of Beneficial Interest Disposition 2018-01-23 13,581,284 $14.90 62,188,303 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 F Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest Warrants to purchase Common Shares Disposition 2018-01-23 18,574,619 $0.00 18,574,619 $9.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-12-10 No 4 M Indirect
Footnotes
  1. Represents the cashless exercise of Warrants to purchase 18,574,619 Common Shares of Beneficial Interest ("Common Shares") by YF ART Holdings, L.P., a Delaware limited partnership ("YFA"). Pursuant to the terms of the Warrants, the Issuer withheld 12,147,801 Common Shares to pay the exercise price, and issued 6,426,818 Common Shares to YFA.
  2. Securities held through YFA. YFA is not controlled by the reporting persons and may file separate reports under Section 16. Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
  3. The Warrants to purchase Common Shares expire on the earliest to occur of (i) 5:00 p.m. New York time on January 31, 2019, (ii) the closing of a qualified sale transaction and (iii) the closing of a qualified initial public offering.