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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-01-25 17:56:11
Reporting Period:
Accepted Time:
2018-01-25 17:56:11
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
40211 Gatx Corp GATX Transportation Services (4700) 361124040
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310741 F James Earl C/o 222 W. Adams St.
Chicago IL 60606
Evp And Pres., Gatx Rail Intl. No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-24 21,500 $44.02 104,359 No 4 M Direct
Common Stock Disposition 2018-01-24 16,323 $70.00 88,036 No 4 F Direct
Common Stock Disposition 2018-01-25 5,177 $69.61 82,859 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock-Settled Stock Appreciation Right Disposition 2018-01-24 21,500 $0.00 21,500 $44.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-26 2019-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 401(K) 10,573 Indirect 401(k) Plan
  1. GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.
  2. Represents the weighted average sale price. The highest price at which shares were sold was $69.91 and the lowest price at which shares were sold was $69.155