Filing Details
- Accession Number:
- 0001179706-18-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-25 16:59:35
- Reporting Period:
- 2017-01-23
- Accepted Time:
- 2018-01-25 16:59:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317648 | Henry Gomez | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Evp, Cm & Co | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-23 | 363,278 | $8.62 | 363,278 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-23 | 363,278 | $16.52 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-23 | 212,609 | $8.83 | 212,609 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-23 | 212,609 | $16.52 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-24 | 229,327 | $8.92 | 229,327 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-24 | 229,327 | $16.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-01-23 | 363,278 | $0.00 | 363,278 | $8.62 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-01-23 | 212,609 | $0.00 | 212,609 | $8.83 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-01-24 | 229,327 | $0.00 | 229,327 | $8.92 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-01-03 | 296 | $0.00 | 296 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-01-03 | 133 | $0.00 | 133 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-01-03 | 319 | $0.00 | 319 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-01-03 | 493 | $0.00 | 493 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 181,640 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
| 106,305 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
| 0 | 2014-12-11 | 2021-12-11 | No | 4 | M | Direct |
| 59,925 | No | 4 | A | Direct | ||
| 26,799 | No | 4 | A | Direct | ||
| 63,739 | No | 4 | A | Direct | ||
| 97,188 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/17.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.44 to $16.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- This option will become exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- As previously reported, on 11/02/15 the reporting person was granted 103,520 Restricted Stock Units ("RSUs), 34,506 of which vested on 11/02/16, 58,070 of which vested on 11/02/17, and 58,071 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 296.2806 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 132.5000 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 31,251 of which vested on 12/07/17, and 31,253 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 318.9082 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 12/07/17 the reporting person was granted 96,695 RSUs, 32,231 of which will vest on 12/07/18, and 32,232 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 493.3418 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
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