Filing Details

Accession Number:
0001019056-18-000194
Form Type:
5
Zero Holdings:
No
Publication Time:
2018-01-24 21:47:24
Reporting Period:
2017-06-30
Accepted Time:
2018-01-24 21:47:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1629210 Paramount Gold Nevada Corp. PZG () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
931301 Fcmi Financial Corp Et Al 181 Bay Street
Toronto, Ontario A6 M5J 2T3
No No Yes No
1268239 Albert Friedberg Fcmi Financial Corporation
181 Bay Street
Toronto, Ontario A6 M5J 2T3
No No Yes No
1678258 Fcmi Parent Co. 181 Bay Street
Toronto, Ontario A6 M5J 2T3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-14 2,300 $1.45 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-15 1,500 $1.47 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-16 1,100 $1.46 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-17 4,900 $1.53 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-18 1,800 $1.56 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-22 2,500 $1.54 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-23 500 $1.55 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-24 1,300 $1.54 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-25 2,000 $1.55 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-28 3,300 $1.56 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-29 4,295 $1.54 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-30 1,674 $1.56 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-08-31 3,300 $1.57 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-09-01 5,200 $1.58 3,247,178 No 5 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-09-05 7,800 $1.71 3,247,178 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants to purchase Common Stock $0.00 2017-02-14 2019-02-14 248,400 248,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-14 248,400 248,400 Direct
Footnotes
  1. All shares acquired in the transactions reported in Table I of this Form 5 were acquired by FCMI Parent Co. and were included in the total beneficial ownership of the Reporting Persons shown in Column 5, "Amount of Securities Beneficially Owned Following Reported Transaction(s)," of the Form 4 filed by the Reporting Persons on October 16. 2017.
  2. Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.
  3. Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.
  4. From February 14, 2017 to and including February 14, 2018, $2.00 per share; from February 15, 2018 to and including February 14, 2019, $2.25 per share, in each case subject to adjustment for certain events set forth in the warrants.