Filing Details

Accession Number:
0000750556-18-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-24 15:11:40
Reporting Period:
2018-01-23
Accepted Time:
2018-01-24 15:11:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536412 T Jerome Lienhard 303 Peachtree Street, N.e.
Atlanta GA 30303
Cevp And Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-23 22,000 $64.58 63,067 No 4 M Direct
Common Stock Disposition 2018-01-23 22,000 $0.00 41,067 No 4 S Direct
Common Stock Disposition 2018-01-23 7,248 $70.08 33,819 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2018-01-23 22,000 $64.58 22,000 $64.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-12 2018-02-12 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,283 1,283 Direct
Common Stock Phantom Stock $0.00 2018-02-10 2,104 2,104 Direct
Common Stock Phantom Stock $0.00 2018-02-09 2018-02-09 3,458 3,458 Direct
Common Stock Phantom Stock $0.00 2019-02-09 2019-02-09 3,459 3,459 Direct
Common Stock Phantom Stock $0.00 2017-02-21 2017-02-21 8,623 8,623 Direct
Common Stock Phantom Stock $0.00 2020-02-14 2020-02-14 5,774 5,774 Direct
Common Stock Phantom Stock $0.00 2017-02-21 2018-02-21 3,449 3,449 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,283 1,283 Direct
2,104 2,104 Direct
2018-02-09 3,458 3,458 Direct
2019-02-09 3,459 3,459 Direct
2017-02-21 8,623 8,623 Direct
2020-02-14 5,774 5,774 Direct
2018-02-21 3,449 3,449 Direct
Footnotes
  1. Sold at prices ranging from $70.031 to $70.09.
  2. Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
  3. - The phantom stock units were acquired under the sunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
  4. - Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan
  5. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  6. Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
  7. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
  8. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.