Filing Details

Accession Number:
0001209191-18-005040
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-24 14:28:52
Reporting Period:
2018-01-22
Accepted Time:
2018-01-24 14:28:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
749038 Ccur Holdings Inc. CCUR Electronic Computers (3571) 042735766
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628706 D. Julian Singer 2200 Fletcher Avenue
Suite 501
Fort Lee NJ 07024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-22 10,469 $5.74 2,002,072 No 4 P Indirect By JDS1, LLC
Common Stock Acquisiton 2018-01-23 15,000 $5.74 2,017,072 No 4 P Indirect By JDS1, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By JDS1, LLC
No 4 P Indirect By JDS1, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put Option (obligation to buy) Disposition 2018-01-23 511 $5,110.00 443,900 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
443,900 2017-10-18 2018-03-16 No 4 J Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Put Option (obligation to buy) $7.50 2017-12-22 2018-06-15 14,000 140 Indirect
Common Stock Put Option (obligation to buy) $7.50 2017-11-01 2018-06-15 20,000 200 Indirect
Common Stock Put Option (obligation to buy) $5.00 2017-10-27 2018-06-15 5,000 50 Indirect
Common Stock Put Option (obligation to buy) $7.50 2017-10-30 2018-06-15 30,000 300 Indirect
Common Stock Put Option (obligation to buy) $7.50 2017-10-31 2018-06-15 10,000 100 Indirect
Common Stock Put Option (obligation to buy) $7.50 2017-10-17 2018-03-16 42,300 423 Indirect
Common Stock Put Option (obligation to buy) $7.50 2017-10-16 2018-03-16 60,000 600 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-15 14,000 140 Indirect
2018-06-15 20,000 200 Indirect
2018-06-15 5,000 50 Indirect
2018-06-15 30,000 300 Indirect
2018-06-15 10,000 100 Indirect
2018-03-16 42,300 423 Indirect
2018-03-16 60,000 600 Indirect
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
  2. Put option written by reporting person cancelled through acquisition of offsetting put position. The amount reported in column 8 reflects the amount paid to acquire this offsetting position.