Filing Details

Accession Number:
0001140361-18-002655
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-22 09:04:54
Reporting Period:
2018-01-19
Accepted Time:
2018-01-22 09:04:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Intrexon Corp XON () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-19 1,000,000 $12.50 7,782,622 No 4 P Indirect by Kapital Joe
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Kapital Joe
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,734,205 Indirect by R.J. Kirk DOT
Common Stock 886,491 Indirect by Third Security
Common Stock 8,325,000 Indirect by TSCP V
Common Stock 311,287 Indirect by Staff 2001
Common Stock 1,403 Indirect by Lotus
Common Stock 139,052 Indirect by JPK 2008
Common Stock 140,007 Indirect by MGK 2008
Common Stock 114,181 Indirect by ZSK 2008
Common Stock 720,562 Indirect by JPK 2009
Common Stock 850,355 Indirect by MGK 2009
Common Stock 75,684 Indirect by ZSK 2009
Common Stock 843,044 Indirect by JPK 2012
Common Stock 135,033 Indirect by Kellie L. Banks LTT
Common Stock 118,266 Indirect by Senior Staff 2006
Common Stock 59,133 Indirect by Staff 2006
Common Stock 19,711 Indirect by Incentive 2006
Common Stock 5,483,957 Indirect by Mascara Kaboom
Common Stock 58,800 Indirect by Sr. Staff
Common Stock 213,805 Indirect by ADC 2010
Common Stock 940,426 Indirect by MGK 2011
Common Stock 1,356,648 Indirect by Senior Staff 2008
Common Stock 1,356,648 Indirect by Staff 2010
Common Stock 678,323 Indirect by Incentive 2010
Common Stock 13,340,645 Indirect by NRM VI Holdings
Common Stock 243,001 Indirect by NRM VII Holdings
Footnotes
  1. Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Third Security, LLC ("Third Security"), the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  2. Randal J. Kirk controls each of Third Security Incentive 2006 LLC ("Incentive 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.