Filing Details
- Accession Number:
- 0001562180-18-000375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-19 20:14:10
- Reporting Period:
- 2018-01-17
- Accepted Time:
- 2018-01-19 20:14:10
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1656242 | Enrique Lores | 1501 Page Mill Rd Palo Alto CA 94304 | President, Pss | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-17 | 13,262 | $6.40 | 88,901 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 222 | $12.47 | 89,123 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 20,000 | $12.49 | 109,123 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 20,000 | $17.29 | 129,123 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-17 | 53,484 | $22.49 | 75,639 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-18 | 35,382 | $6.40 | 111,021 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-18 | 156,754 | $12.47 | 267,775 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-18 | 7,024 | $12.49 | 274,799 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-18 | 12,429 | $17.29 | 287,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-18 | 249,409 | $23.49 | 37,819 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-17 | 13,262 | $0.00 | 13,262 | $6.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-17 | 222 | $0.00 | 222 | $12.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-17 | 20,000 | $0.00 | 20,000 | $12.49 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-17 | 20,000 | $0.00 | 20,000 | $17.29 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-18 | 35,382 | $6.40 | 35,382 | $6.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-18 | 156,754 | $12.47 | 156,754 | $12.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-18 | 7,024 | $12.49 | 7,024 | $12.49 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-18 | 12,429 | $17.29 | 12,429 | $17.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,027 | 2015-09-17 | 2020-12-05 | No | 4 | M | Direct |
| 470,706 | 2017-10-30 | 2023-10-29 | No | 4 | M | Direct |
| 34,049 | 2016-12-11 | 2021-12-10 | No | 4 | M | Direct |
| 44,859 | 2017-12-10 | 2022-12-09 | No | 4 | M | Direct |
| 48,645 | 2015-09-17 | 2020-12-05 | No | 4 | M | Direct |
| 313,952 | 2017-10-30 | 2023-10-29 | No | 4 | M | Direct |
| 27,025 | 2016-12-11 | 2021-12-10 | No | 4 | M | Direct |
| 32,430 | 2017-12-10 | 2022-12-09 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on12/27/2017.
- The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- On December 6, 2012, the reporting person was granted options to purchase a total of 281,867 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
- This option became exercisable beginning on this date.
- This option is no longer exercisable following this date.
- On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
- On December 11, 2013, the reporting person was granted options to purchase a total of 81,075 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
- On December 10, 2014, the reporting person was granted options to purchase a total of 64,859 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
Billionaire Hedge Funds
