Filing Details
- Accession Number:
- 0001179110-18-000992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-19 18:02:21
- Reporting Period:
- 2018-01-17
- Accepted Time:
- 2018-01-19 18:02:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610250 | Boot Barn Holdings Inc. | BOOT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219766 | Peter Starrett | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-17 | 135,486 | $17.25 | 55,967 | No | 4 | S | Indirect | By Trust |
| Common Stock | Acquisiton | 2018-01-17 | 58,875 | $2.00 | 58,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-17 | 58,875 | $17.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 39,250 | $4.00 | 39,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-17 | 39,250 | $17.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 22,808 | $5.47 | 22,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-17 | 22,808 | $17.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2018-01-17 | 58,875 | $0.00 | 58,875 | $2.00 |
| Common Stock | Options | Disposition | 2018-01-17 | 39,250 | $0.00 | 39,250 | $4.00 |
| Common Stock | Options | Disposition | 2018-01-17 | 22,808 | $0.00 | 22,808 | $5.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-27 | No | 4 | M | Direct | |
| 0 | 2022-01-27 | No | 4 | M | Direct | |
| 36,972 | 2022-12-20 | No | 4 | M | Direct |
Footnotes
- Reflects the sale of shares of common stock in the secondary offering of common stock of Boot Barn Holdings, Inc. that priced on January 17, 2018 and is expected to close on January 22, 2018.
- By Peter Starrett of The Starrett Family Trust, Dated April 11, 1999. Includes 5,967 shares transferred by Mr. Starrett to the trust following the vesting of previously awarded restricted stock units.
- The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.
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