Filing Details

Accession Number:
0001209191-18-004370
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-18 18:16:41
Reporting Period:
2018-01-17
Accepted Time:
2018-01-18 18:16:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370702 Quantenna Communications Inc QTNA Semiconductors & Related Devices (3674) 331127317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688418 William David Carroll C/O Quantenna Communications, Inc.
1704 Automation Parkway
San Jose CA 95131
Svp Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-17 3,339 $1.50 42,988 No 4 M Direct
Common Stock Acquisiton 2018-01-17 135 $2.00 43,123 No 4 M Direct
Common Stock Acquisiton 2018-01-17 113 $3.00 43,236 No 4 M Direct
Common Stock Disposition 2018-01-17 3,587 $14.00 39,649 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-01-17 3,339 $0.00 3,339 $1.50
Common Stock Employee Stock Option (right to buy) Disposition 2018-01-17 135 $0.00 135 $2.00
Common Stock Employee Stock Option (right to buy) Disposition 2018-01-17 113 $0.00 113 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
130,381 2023-02-05 No 4 M Direct
5,865 2024-12-10 No 4 M Direct
7,387 2025-12-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500 Indirect By Child of Reporting Person
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
  2. The shares subject to the option are fully vested and exercisable.
  3. One fourth (1/4) of the shares subject to the option vested on December 10, 2015, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.
  4. One fourth (1/4) of the shares subject to the option vested on December 3, 2016, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.