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Home > Insider Trading > Filing (0000899243-18-001345)

Filing Details

Accession Number:: 0000899243-18-001345
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-18 17:19:01
Reporting Period:: 2018-01-18

Accepted Time:: 2018-01-18 17:19:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1547546	Five Oaks Investment Corp.	OAKS	Real Estate Investment Trusts (6798)	454966519

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1570624	Ltd Investments Xl	One Bermudiana Road Hamilton Hm 08 D0		No	No	Yes	No
1693315	Ltd Bermuda Xl	One Bermudiana Road Hamilton Hm 08 D0		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2018-01-18	710,495	$4.77	3,330,550	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to Purchase Common Stock	Disposition	2018-01-18	3,753,492	$0.00	3,753,492	$13.11

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-07-25	2019-09-29	No	4	J	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	10,230	Indirect	See Footnote

Footnotes

See Exhibit 99.1; Note 1.
See Exhibit 99.1; Note 2.
See Exhibit 99.1; Note 3.
See Exhibit 99.1; Note 4.
See Exhibit 99.1; Note 5.