Filing Details
- Accession Number:
- 0001209191-18-004249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-18 16:18:25
- Reporting Period:
- 2018-01-16
- Accepted Time:
- 2018-01-18 16:18:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1420800 | Colfax Corp | CFX | Pumps & Pumping Equipment (3561) | 541887631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1502389 | Lynne A. Puckett | 420 National Business Parkway 5Th Floor Annapolis Junction MD 20701 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2018-01-16 | 7,270 | $35.60 | 37,295 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2018-01-16 | 7,270 | $42.01 | 30,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Employee Stock Option (right to buy) | Disposition | 2018-01-16 | 7,270 | $0.00 | 7,270 | $35.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,653 | 2019-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 | 1,111 | Indirect | By spouse |
Footnotes
- The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on November 10, 2017. The 10b5-1 Plan provides for the exercise of this option tranche, which expires in February 2019.
- The option vested in three equal annual installments beginning on February 22, 2013.
Billionaire Hedge Funds
