Filing Details
- Accession Number:
- 0001144204-18-002648
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-18 15:48:23
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2018-01-18 15:48:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1385508 | Opiant Pharmaceuticals Inc. | OPNT | Metal Mining (1000) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657053 | Geoffrey Wolf | Unit 10, Level 11 Sharjah Media City C0 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-19 | 37,860 | $15.00 | 111,497 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-12-14 | 20,000 | $15.00 | 131,497 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2017-12-19 | 3,850 | $19.69 | 127,647 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-20 | 69,016 | $22.75 | 57,850 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-21 | 20,000 | $24.17 | 37,850 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-21 | 109,000 | $15.00 | 146,850 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-12-22 | 32,000 | $15.00 | 178,850 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2017-12-27 | 37,850 | $21.51 | 141,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-28 | 43,000 | $22.52 | 98,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-28 | 116,150 | $15.00 | 214,150 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2017-12-19 | 37,860 | $0.00 | 37,860 | $15.00 |
| Common Stock | Warrants | Acquisiton | 2017-12-14 | 20,000 | $0.00 | 20,000 | $15.00 |
| Common Stock | Warrants | Acquisiton | 2017-12-21 | 109,000 | $0.00 | 109,000 | $15.00 |
| Common Stock | Warrants | Acquisiton | 2017-12-22 | 32,000 | $0.00 | 32,000 | $15.00 |
| Common Stock | Warrants | Acquisiton | 2017-12-28 | 116,150 | $0.00 | 116,150 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 203,010 | 2017-09-01 | 2017-12-31 | No | 4 | C | Direct |
| 168,160 | 2017-09-01 | 2017-12-31 | No | 4 | C | Direct |
| 148,150 | 2017-09-01 | 2017-12-31 | No | 4 | C | Direct |
| 116,150 | 2017-09-01 | 2017-12-31 | No | 4 | C | Direct |
| 0 | 2017-09-01 | 2017-12-31 | No | 4 | C | Direct |
Footnotes
- This Form 4 is a late filing reporting the changes in beneficial ownership of the Reporting Person as of January 17, 2018. This Form 4 was required to be filed within two business days of December 14, 2017, the date the Reporting Person acquired shares.
- These Warrants could only be exercised between the following dates: (i) the earliest date on which the price per Share has traded at or above US$ 30.00 for at least three (3) trading days out of any ten (10) consecutive trading days; and (ii) the Expiration Date (December 31, 2017). These Warrants became exercisable on September 1, 2017.
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