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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
815097	Carnival Corp	CCL	Water Transportation (4400)	591562976

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1406203	David Bernstein	Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178	Cfo & Cao	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-01-16	8,517	$0.00	34,620	No	4	A	Direct
Common Stock	Disposition	2018-01-16	3,419	$68.52	31,201	No	4	F	Direct
Common Stock	Disposition	2018-01-16	2,600	$69.59	28,601	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Footnotes

Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.
The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.
Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs.