Filing Details

Accession Number:
0000899243-18-001245
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-17 20:46:35
Reporting Period:
2018-01-16
Accepted Time:
2018-01-17 20:46:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433195 Appfolio Inc APPF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213191 Iii R William Rauth C/O Igsb, Inc.
1485 E. Valley Road, Suite H
Santa Barbara CA 93108
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-01-16 20,000 $42.53 20,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 13,072 Indirect By IGSBIVP III, LLC
Footnotes
  1. Sale made pursuant to a 10(b)5-1 Plan previously adopted by the Reporting Person.
  2. These Class A Shares are owned by IGSB IVP III LLC, a private investment fund, which is managed by Investment Group of Santa Barbara LLC ("IGSB"). The Reporting Person is one of the three members of IGSB and all decisions regarding the voting and disposition of these Shares require the unanimous approval of all three of IGSB's members. As a result, the Reporting Person may be deemed to share voting and dispositive power, with IGSB and its other two members, over these Class A Shares. However, the Reporting Person disclaims beneficial ownership of these Class A Shares, except to the extent of any pecuniary interest he may have therein.