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Filing Details

Accession Number:
0001554687-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-17 18:01:31
Reporting Period:
2018-01-15
Accepted Time:
2018-01-17 18:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618921 Walgreens Boots Alliance Inc. WBA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554687 Stefano Pessina 24 Boulevard Du Tenao
Monte Carlo O9 98000
Executive Vice Chairman, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2018-01-15 98,858 $76.07 0 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2018-01-15 98,858 $76.07 143,091,383 No 4 P Indirect by ASP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Indirect by ASP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $77.08 2019-02-12 2026-02-12 263,273 263,273 Direct
Common Stock Employee Stock Option (right to buy) $82.46 2019-11-01 2026-11-01 410,798 410,798 Direct
Common Stock Employee Stock Option (right to buy) $67.01 2027-11-01 504,710 504,710 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-12 263,273 263,273 Direct
2026-11-01 410,798 410,798 Direct
2027-11-01 504,710 504,710 Direct
Footnotes
  1. 98,858 shares underlying restricted stock units ('RSUs'), including 5,250 shares underlying RSUs issued in lieu of dividends, vested on January 15, 2018, the third anniversary of the original grant of 93,608 RSUs. Immediately following their vesting, the Reporting Person assigned all 98,858 shares to Alliance Sante Participations S.A. (see footnote 2), at a price per share of $76.07, the closing price for a WBA share on the NASDAQ on January 12, 2018, the last trading day immediately prior to their assignment.
  2. Shares of common stock are held of record by a corporation, Alliance Sante Participations S.A. ('ASP') which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
  3. The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
  4. The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
  5. The option vests with respect to 168,068 shares on November 1, 2018, with respect to 168,068 shares on November 1, 2019 and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).