Filing Details
- Accession Number:
- 0001084991-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-17 18:01:09
- Reporting Period:
- 2018-01-12
- Accepted Time:
- 2018-01-17 18:01:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084991 | Natural Gas Services Group Inc | NGS | Oil & Gas Field Services, Nec (1389) | 752811855 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340731 | R James Hazlett | 2208 S.c.r. 1084 1/2 Midland TX 79706 | Vp -- Technical Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-12 | 277 | $17.51 | 48,109 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-12 | 277 | $28.92 | 47,832 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 1,239 | $17.51 | 49,071 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-16 | 1,239 | $28.95 | 47,832 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-16 | 1,201 | $29.02 | 46,631 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 2,005 | $17.51 | 48,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-17 | 1,688 | $29.01 | 46,948 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-17 | 2,005 | $28.96 | 44,943 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2018-01-12 | 277 | $0.00 | 277 | $17.51 |
| Common Stock | Employee Stock Option | Disposition | 2018-01-16 | 1,239 | $0.00 | 1,239 | $17.51 |
| Common Stock | Employee Stock Option | Disposition | 2018-01-17 | 2,005 | $0.00 | 2,005 | $17.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,723 | 2009-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 3,484 | 2009-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 1,479 | 2009-09-10 | 2018-09-10 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 15,000 | 15,000 | Direct | ||
| Common Stock | Employee Stock Option | $17.74 | 2010-12-09 | 2019-12-08 | 10,000 | 10,000 | Direct |
| Common Stock | Employee Stock Option | $17.81 | 2012-01-25 | 2021-01-24 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,000 | 15,000 | Direct | |
| 2019-12-08 | 10,000 | 10,000 | Direct |
| 2021-01-24 | 10,000 | 10,000 | Direct |
Footnotes
- Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.
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