Filing Details

Accession Number:
0001144204-18-002397
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-17 13:47:21
Reporting Period:
2018-01-12
Accepted Time:
2018-01-17 13:47:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315374 Hurco Companies Inc HURC Industrial Instruments For Measurement, Display, And Control (3823) 351150732
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310471 K Sonja Mcclelland One Technology Way
Indianapolis IN 46268
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-12 2,700 $14.82 25,399 No 4 M Direct
Common Stock Disposition 2018-01-12 2,700 $47.94 22,699 No 4 S Direct
Common Stock Acquisiton 2018-01-16 300 $14.82 22,999 No 4 M Direct
Common Stock Acquisiton 2018-01-16 2,000 $18.13 24,999 No 4 M Direct
Common Stock Disposition 2018-01-16 550 $47.35 24,449 No 4 S Direct
Common Stock Disposition 2018-01-16 1,750 $48.33 22,699 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-01-12 2,700 $0.00 2,700 $14.82
Common Stock Stock Option (right to buy) Disposition 2018-01-16 300 $0.00 300 $14.82
Common Stock Stock Option (right to buy) Disposition 2018-01-16 2,000 $0.00 2,000 $18.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300 2019-12-18 No 4 M Direct
0 2019-12-18 No 4 M Direct
0 2020-05-13 No 4 M Direct
Footnotes
  1. Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  2. Represents the sale of 550 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3495. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  3. Represents the sale of 1,750 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.329. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  4. Options vested in thirds on each of December 18, 2010, December 18, 2011 and December 18, 2012.
  5. Options vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.