Filing Details

Accession Number:
0001593968-18-000149
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-17 09:49:07
Reporting Period:
2018-01-16
Accepted Time:
2018-01-17 09:49:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526231 M John Schultz 1201 Network Centre Dr.
Effingham IL 62401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-16 2,000 $33.85 310,426 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,750 Indirect Spouse
Common Stock 42,554 Indirect Agracel, Inc.
Common Stock 78,903 Indirect JNJ, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Share Equivalent $0.00 56,166 56,166 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
56,166 56,166 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.66 - 34.011858 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
  2. Includes holdings through a self-directed IRA or revocable grantor trust
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
  4. No exercise price for this type of award
  5. Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.