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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-01-16 21:24:42
Reporting Period:
Accepted Time:
2018-01-16 21:24:42
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1023364 Autoweb Inc. AUTO Services-Computer Programming, Data Processing, Etc. (7370) 330711569
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536909 Kimberly Boren 18872 Macarthur Blvd.
Suite 200
Irvine CA 92612
Evp, Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-16 5,739 $4.80 46,999 No 4 M Direct
Common Stock Disposition 2018-01-16 5,739 $9.27 41,260 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-01-16 5,739 $0.00 5,739 $4.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-20 No 4 M Direct
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
  2. Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018.
  3. This transaction was executed in multiple trades at prices ranging from $9.20 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
  4. Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.