Filing Details

Accession Number:
0000899243-18-001087
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-16 18:00:37
Reporting Period:
2018-01-11
Accepted Time:
2018-01-16 18:00:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561627 Exone Co XONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250606 John Irvin 127 Industry Boulevard
North Huntingdon PA 15642
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2018-01-11 3,100 $10.01 223,366 No 4 S Indirect By 20 20 Holdings, LLC
Common Stock, Par Value $0.01 Disposition 2018-01-12 1,100 $10.00 222,266 No 4 S Indirect By 20 20 Holdings, LLC
Common Stock, Par Value $0.01 Disposition 2018-01-12 834 $0.00 5,000 No 5 G Direct
Common Stock, Par Value $0.01 Acquisiton 2018-01-12 834 $0.00 223,100 No 5 G Indirect By 20 20 Holdings, LLC
Common Stock, Par Value $0.01 Disposition 2018-01-16 7,500 $10.02 215,600 No 4 S Indirect By 20 20 Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 20 20 Holdings, LLC
No 4 S Indirect By 20 20 Holdings, LLC
No 5 G Direct
No 5 G Indirect By 20 20 Holdings, LLC
No 4 S Indirect By 20 20 Holdings, LLC
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by 20 20 Holdings, LLC and Mr. Irvin on November 17, 2017.
  2. The price reported in Column 4 is a weighted average price. The shares sold on January 11, 2018 were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The shares sold on January 16, 2018 were sold in multiple transactions at prices ranging from $10.00 to $10.07, inclusive. Mr. Irvin undertakes to provide to The ExOne Company, any security holder of The ExOne Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. 20 20 Holdings, LLC is the owner of the listed shares. 20 20 Holdings is a limited liability company beneficially owned by Mr. Irvin's wife and Mr. Irvin, and of which Mr. Irvin is the sole manager and has sole power to vote and dispose of the shares.
  4. Represents a gift of shares by Mr. Irvin to 20 20 Holdings, LLC.