Filing Details
- Accession Number:
- 0001094891-18-000031
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 17:46:20
- Reporting Period:
- 2017-09-05
- Accepted Time:
- 2018-01-16 17:46:20
- Original Submission Date:
- 2017-09-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1562214 | Zais Group Holdings Inc. | ZAIS | Investment Advice (6282) | 461314400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634160 | P. Neil Ramsey | 1515 Ormsby Station Court Louisville KY 40223 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-09-05 | 6,500,000 | $4.10 | 2,707,056 | No | 4 | S | Indirect | By Ramguard LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Ramguard LLC |
Footnotes
- The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
- On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share.
Billionaire Hedge Funds
