Filing Details

Accession Number:
0001094891-18-000029
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-01-16 17:40:51
Reporting Period:
2017-09-05
Accepted Time:
2018-01-16 17:40:51
Original Submission Date:
2017-09-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562214 Zais Group Holdings Inc. ZAIS Investment Advice (6282) 461314400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1634131 Ramguard Llc 1515 Ormsby Station Court
Louisville KY 40223
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-09-05 6,500,000 $4.10 2,707,056 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share.